Prestigious Hedge Fund is seeking a talented associate to join our Compliance team. In this role, you will help drive the administration investment advisory compliance program. Your responsibilities will include liaising with business partners as well as legal and outside consultants to identify and mitigate compliance risks, analyzing the effect of new business initiatives and investment products on the compliance program, and fielding inquiries from employees and management on compliance matters.
Qualified candidates will have:
1-4 years of experience as a compliance professional at a mid- or large-sized investment advisory firm/hedge fund that is registered with the SEC and has preferably been through at least one SEC audit; a solid understanding of regulatory/self-regulatory agencies (e.g., FINRA, NYSE, FSA, CFTC) and the requirements of the Investment Advisers Act of 1940, the Investment Company Act of 1940, and the Securities Act of 1933; a bachelor's degree from a top university; outstanding organizational and communication skills; and comfort interacting with business professionals and applicable regulators. Experience at a quantitative or systematic hedge fund is a plus, as is prior work done at a regulator.
Interested candidates go to http://smarterer.com/skillsets/join?t=TjyocKRZ to demonstrate your proficiency in various tools. Candidates who can hit the ground running will be highly favored. You can submit you resume on the website.
- Location: Midtown
- Compensation: $175,000-$250,000
- Principals only. Recruiters, please don't contact this job poster.
- Please, no phone calls about this job!
- Please do not contact job poster about other services, products or commercial interests.
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